| Job Open for Business Analyst with Primary Dealership/ FINRA RULE 4210 _ NYC, NY (Hybrid Remote ) at NYC, New York, USA |
| Email: [email protected] |
| Business Analyst with Primary Dealership/ FINRA RULE 4210 Location: NYC, NY Onsite from day one (4 Days onsite one day remote) Duties: Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing. Documentation of all required meeting materials Risk and issue identification, communication and resolution. Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery. Objectives planning, defining scope and deliverables Project plan development including activity planning, sequencing and resource management Research regulatory impact of new business initiatives on margin policies. Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions Continue to improve automation for all aspects of regulatory requirements. Further document and improve regulatory controls and procedures. Participate in external audits and queries from regulators and auditors Skills: Delivery of large multi-functional projects. Experience in the development of program documentation as noted above Ability to present well and communicate clearly Ability to multitask and work in a team environment Excel, Word, PowerPoint skills a requirement Five-plus years of margin operations experience related to Regulation T, FINRA Rule 4210 Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus. Warm Regards Iyyappaswamy Sr Resource Manager Tekshapers Inc 850 Stephenson Hwy, Suite 205 , Troy, MI 48083 (W): 248-565-4747 Ext -144 ; (C): -+1-248-306-8440 Email: [email protected] | https://www.tekshapers.com/ MBE Certified | ISO 9001:2008 | * Disclaimer: This E-Mail may contain Confidential and/or legally privileged Information and is meant for the intended recipient(s) only. If you have received this e-mail in error and are not the intended recipient/s, kindly notify us at [email protected] and then delete this e-mail immediately from your system. You are also hereby notified that any use, any form of reproduction, dissemination, copying, disclosure, modification, distribution, and/or publication of this e-mail, its contents, or its attachment/s other than by its intended recipient/s is strictly prohibited and may be unlawful. Internet communication cannot be guaranteed to be secured or error-free as information could be delayed, intercepted, corrupted, lost, or contain viruses. Tekshapers. does not accept any liability for any errors, omissions, viruses or computer problems experienced by any recipient as a result of this e-mail. -- Keywords: cprogramm information technology Michigan New York Job Open for Business Analyst with Primary Dealership/ FINRA RULE 4210 _ NYC, NY (Hybrid Remote ) [email protected] |
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| Wed Mar 27 00:45:00 UTC 2024 |