| BA/PM || NYC Onsite at NYC, New York, USA |
| Email: mahi@ovstechnologies.com |
|
Hi all, I hope you are doing well BA/PM - NYC Onsite Visa - Except opt/cpt Passport number is mandatory Daily monitoring and problem resolution associated to CAT (Consolidated Audit Trail), CAIS (Customer and Accounting Information Systems), Dodd Frank, CFTC LTR (Larger Trader Reporting) (for Futures and Part 20) and other Position and Transactional reporting Support/maintain general static data, Exchange and Regulatory enrichment information across platforms utilised by Operations. Assist with system changes and upgrades in line with business, exchange & regulatory requirements. Ensure written procedures are in place and up to date for daily/monthly departmental tasks Efficient email management, including both personal & group mailboxes Ensuring compliance with the companys exchange/regulatory requirements under and not limited to FINRA, SEC and CFTC Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values. At all times complying with Marexs Code of Conduct To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility To report any breaches of policy to Compliance and/ or your supervisor as required To escalate risk events immediately To provide input to risk management processes, as required. What youll bring with You: SME in OTC Derivatives Regulatory Reporting requirements Experience of CAT (Consolidated Audit Trail), CAIS (Customer and Accounting Information Systems), Dodd Frank, CFTC LTR (Larger Trader Reporting), Trace and other transactional Regulatory Reporting requirements essential Strong knowledge of applicable securities laws, rules and regulations with the ability to assess firm impact. Specifically, FINRA, SEC, OCC, CFTC, NFA and other Self Regulatory Organizations. Previous exposure/Knowledge of Dodd Frank Ability to work effectively under pressure in a busy environment Good communication skills within team & other business areas Punctual & enthusiastic Flexible & accustomed to constant changing responsibilities Following a strict & disciplined regime, offering assistance to all employees Demonstrates enhanced understanding of Futures & Options industry in areas including; Reconciliations, Position Maintenance, Regulatory Reporting and static data Problem solving skills; ability to resolve issues in a timely & efficient manner MS Office experience Able to work on own initiative & be part of a team Attention to detail Ability to develop and enhance systems and processes to improve efficiency Experience working in a regulated environment and knowledge of the risk and Regards, Mahi Desk: +1-202-982-1862 Email: mahi@ovstechnologies.com LinkedIn: https://www.linkedin.com/in/maheswari-rajendran-00290524a/ OVS Technologies, Inc (OVS) | http://www.ovstechnologies.com || Doors To Digital || An E-Verified Company Corporate & East Coast Office: 22375 Broderick Drive Suite 165, Sterling VA 20166 -- Keywords: business analyst information technology microsoft Virginia BA/PM || NYC Onsite mahi@ovstechnologies.com https://jobs.nvoids.com/job_details.jsp?id=2006542 |
| mahi@ovstechnologies.com View All |
| 03:20 AM 12-Dec-24 |